Title IV Compliance Audits

Keeping Institutions Compliant

Our Team Works with You to Avoid Auditing Pitfalls.

Title IV Compliance Audits

McClintock & Associates has serviced educational institutions from the beginning, evolving with the industry as we have grown.

For nearly 50 years, we have specialized in compliance audits for educational institutions that participate in the Federal Student Aid (FSA) programs. This experience has allowed us to develop and provide extensive consultative, planning, and training services in addition to (or in lieu of) a formal compliance audit.

Rules and regulations surrounding the FSA programs are constantly changing. We work with you to ensure your institution achieves and maintains the highest level of compliance with Title IV laws, allowing you to focus on creating opportunities for your students.

Our Approach

Every engagement we take on follows the same planned, structured approach. Because in higher education compliance, surprises at the end are never acceptable.

1

Planning

We begin every engagement with a structured planning phase: reviewing prior-year findings, identifying risk areas, and agreeing on a shared timeline before anything moves forward. That means a request list with clear deadlines, an agreed-upon fieldwork window, and no surprises on either side. Nothing starts without a plan.

2

Fieldwork

Our team conducts thorough, efficient fieldwork. Because our staff already know higher education compliance inside and out, we don’t spend your time getting up to speed.

3

Reporting

We issue reports well before regulatory deadlines, not at the last minute. The gap between fieldwork and report issuance is something we’ve worked hard to eliminate.

4

Year-Round Support

Compliance doesn’t end when the audit does. We’re available 365 days a year to answer questions, flag regulatory changes, and support your team through whatever comes next.

What Makes Us Different

Dedicated to Higher Education

We serve only postsecondary institutions, not one of many industries. Our team speaks your language and understands the regulations that affect your financial health.

Educating the Educators

Regulations don’t pause, and neither do we. Our FAAC credentialed team has worked inside institutions, so we know this space from every angle. We proactively share what’s changing through webinars, articles, and trainings, so you’re never caught off-guard.

Zero Project Drag

We run a tight ship. Reports are issued well before deadlines and shortly after fieldwork wraps. We’re hyper-focused on moving projects forward efficiently, so nothing sits, nothing stalls, and nothing surprises you at the end.

50 +
years serving higher education
99 %
client satisfaction
8
FAAC-certified financial aid administrators

We’re available 365 days a year to keep you ahead of regulatory changes.

Meet Us at These Upcoming Events

Our team presents at multiple conferences annually. Stop by to hear our insights on Title IV compliance, Composite Scores, and regulatory changes.

What Our Clients Say

“McClintock & Associates have provided a true game changer for us!”

The McClintock compliance team was efficient and accommodating under a very tight audit deadline, providing clear documentation expectations and communication. Their expertise and professionalism helped strengthen our compliance and made it an easy decision to also transition our financial statement audits to McClintock. They are a pleasure to work with.

VP of Financial Aid For-Profit Institution

Let’s Talk About Your Compliance Needs

Connect with our team to discuss how we can support your institution’s compliance and financial health.